SEC Form 4 · accession 0000014272-16-000409

BRISTOL MYERS SQUIBB CO · BMY

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chief Executive Officer · Director

Period of report

May 3, 2016

Accepted (ET)

May 5, 2016 · 4:31 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000014272

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock, $0.10 par value	May 3, 2016	M	21,615	$27.01	A	132,263	D
Common Stock, $0.10 par value^F1	May 3, 2016	S	15,145	$71.322	D	117,118	D
Common Stock, $0.10 par value	May 3, 2016	M	28,840	$23.12	A	145,958	D
Common Stock, $0.10 par value^F2	May 3, 2016	S	19,449	$71.30	D	126,509	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Option (right to buy)^F3	$27.01	May 3, 2016	M	21,615	D	—	Mar 5, 2017	Common Stock, $0.10 par value	21,615	0	D
Option (right to buy)^F3	$23.12	May 3, 2016	M	28,840	D	—	Mar 3, 2018	Common Stock, $0.10 par value	28,840	0	D

F1These shares were sold to cover exercise price and taxes in accordance with broker's procedure for sell-to-cover transactions. The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $71.31 to $71.34, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
F2These shares were sold to cover exercise price and taxes in accordance with broker's procedure for sell-to-cover transactions.
F3All of the shares are currently exercisable.