SEC Form 4 · accession 0000014272-16-000391
BRISTOL MYERS SQUIBB CO · BMY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lamberto Andreotti
Director
Period of report
Apr 4, 2016
Accepted (ET)
Apr 6, 2016 · 4:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000014272
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.10 par valueF2 | Apr 4, 2016 | S | 6,900 | $65.60 | D | 453,094 | D | |
| Common Stock, $0.10 par valueF3 | Apr 4, 2016 | S | 4,700 | $66.08 | D | 448,394 | D | |
| Common Stock, $0.10 par valueF4 | Apr 5, 2016 | S | 11,400 | $65.99 | D | 436,994 | D | |
| Common Stock, $0.10 par valueF5 | Apr 5, 2016 | S | 200 | $66.70 | D | 436,794 | D | |
| Common Stock, $0.10 par value | holding | — | — | — | 100,000 | I | 2015 Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 27, 2015.
- F2The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $64.96 to $65.94, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
- F3The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $65.955 to $66.30, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
- F4The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $65.63 to $66.59, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
- F5The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $66.65 to $66.745, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.