SEC Form 4 · accession 0000014272-16-000388
BRISTOL MYERS SQUIBB CO · BMY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter J Arduini
Director
Period of report
Apr 1, 2016
Accepted (ET)
Apr 5, 2016 · 4:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000014272
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Share UnitsF2,F1 | — | Apr 1, 2016 | A | 2,188 | A | — | — | Common Stock, $0.10 par value | 2,188 | 2,188 | D |
Explanation of responses
- F1Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.
- F2Represents pro rata portion of the 2016 annual Deferred Share Units awards granted to the Company's directors.