SEC Form 4 · accession 0000014272-16-000368
BRISTOL MYERS SQUIBB CO · BMY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lamberto Andreotti
Director
Period of report
Mar 10, 2016
Accepted (ET)
Mar 14, 2016 · 9:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000014272
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.10 par valueF1 | Mar 10, 2016 | M | 204,447 | $0.00 | A | 574,101 | D | |
| Common Stock, $0.10 par valueF2 | Mar 10, 2016 | F | 114,107 | $64.94 | D | 459,994 | D | |
| Common Stock, $0.10 par value | holding | — | — | — | 100,000 | I | 2015 Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance SharesF4,F3 | — | Mar 15, 2016 | A | 54,489 | A | — | Mar 10, 2016 | Common Stock, $0.10 par value | 54,489 | 199,761 | D |
| Performance SharesF6,F5 | — | Mar 10, 2016 | J | 4,686 | A | — | Mar 10, 2016 | Common Stock, $0.10 par value | 4,686 | 204,447 | D |
| Performance SharesF1,F3 | — | Mar 10, 2016 | M | 204,447 | D | — | Mar 10, 2016 | Common Stock, $0.10 par value | 204,447 | 0 | D |
Explanation of responses
- F1Represents distribution of performance shares earned under the 2013-2015 Long-Term Performance Award.
- F2Shares withheld for payment of taxes upon vesting of awards.
- F3Each performance share converts into one share of common stock upon distribution in the first quarter of 2016.
- F4Represents performance shares earned under the 2013-2015 Long-Term Performance Award.
- F5Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2016.
- F6Represents dividend equivalents earned under the 2013-2015 Long-Term Performance Award.