SEC Form 4 · accession 0000014272-16-000294
BRISTOL MYERS SQUIBB CO · BMY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sandra Leung
Officer — EVP, General Counsel
Period of report
Feb 17, 2016
Accepted (ET)
Feb 19, 2016 · 4:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000014272
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.10 par value | Feb 17, 2016 | M | 14,560 | $22.73 | A | 319,699 | D | |
| Common Stock, $0.10 par valueF1 | Feb 17, 2016 | S | 10,152 | $63.568 | D | 309,547 | D | |
| Common Stock, $0.10 par valueF2 | holding | — | — | — | 5,699 | I | By BMY Savings and Investment Program |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy)F3 | $22.73 | Feb 17, 2016 | M | 14,560 | D | — | Mar 6, 2016 | Common Stock, $0.10 par value | 14,560 | 0 | D |
Explanation of responses
- F1A portion of these shares were sold to cover exercise price and taxes in accordance with broker's procedure for sell-to-cover transactions. The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $63.56 to $63.57, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
- F2Based on a plan statement as of the end of the most recent fiscal quarter.
- F3All of the shares are currently exercisable.