SEC Form 4 · accession 0000014272-16-000282
BRISTOL MYERS SQUIBB CO · BMY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dinesh C Paliwal
Director
Period of report
Feb 1, 2016
Accepted (ET)
Feb 3, 2016 · 6:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000014272
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.10 par valueF1 | Feb 1, 2016 | M | 3,257 | $0.00 | A | 3,257 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Share UnitsF1,F3,F2 | — | Feb 1, 2016 | M | 3,257 | D | — | — | Common Stock, $0.10 par value | 3,257 | 10,826 | D |
Explanation of responses
- F1Settlement of Deferred Share Units in common stock pursuant to Mr. Paliwal's prior election to receive distribution on February 1, 2016.
- F2Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a date previously specified by the reporting person.
- F3Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.