SEC Form 4 · accession 0000014272-15-000241
BRISTOL MYERS SQUIBB CO · BMY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lamberto Andreotti
Director
Period of report
Nov 19, 2015
Accepted (ET)
Nov 23, 2015 · 4:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000014272
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.10 par valueF2 | Nov 19, 2015 | S | 11,400 | $67.01 | D | 512,852 | D | |
| Common Stock, $0.10 par valueF3 | Nov 19, 2015 | S | 200 | $67.78 | D | 512,652 | D | |
| Common Stock, $0.10 par valueF4 | Nov 20, 2015 | S | 11,600 | $67.76 | D | 501,052 | D | |
| Common Stock, $0.10 par value | Nov 9, 2015 | G | 45,000 | $0.00 | D | 456,052 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 27, 2015.
- F2The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $66.76 to $67.70, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
- F3The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $67.76 to $67.81, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
- F4The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $67.28 to $68.00, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.