SEC Form 4 · accession 0000014272-15-000228
BRISTOL MYERS SQUIBB CO · BMY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lamberto Andreotti
Director
Period of report
Oct 5, 2015
Accepted (ET)
Oct 8, 2015 · 4:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000014272
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.10 par valueF2 | Oct 5, 2015 | S | 9,900 | $61.84 | D | 537,552 | D | |
| Common Stock, $0.10 par valueF3 | Oct 5, 2015 | S | 1,700 | $62.83 | D | 535,852 | D | |
| Common Stock, $0.10 par valueF4 | Oct 6, 2015 | S | 3,200 | $58.89 | D | 532,652 | D | |
| Common Stock, $0.10 par valueF5 | Oct 6, 2015 | S | 6,700 | $59.86 | D | 525,952 | D | |
| Common Stock, $0.10 par valueF6 | Oct 6, 2015 | S | 1,700 | $60.82 | D | 524,252 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 27, 2015.
- F2The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $61.40 to $62.39, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
- F3The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $62.40 to $63.18, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
- F4The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $58.42 to $59.38, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
- F5The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $59.49 to $60.33, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
- F6The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $60.53 to $61.33, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.