SEC Form 4 · accession 0000014272-15-000216
BRISTOL MYERS SQUIBB CO · BMY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lamberto Andreotti
Director
Period of report
Sep 2, 2015
Accepted (ET)
Sep 3, 2015 · 6:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000014272
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.10 par value | Sep 2, 2015 | S | 100 | $58.60 | D | 569,974 | D | |
| Common Stock, $0.10 par valueF2 | Sep 2, 2015 | S | 11,500 | $59.23 | D | 558,474 | D | |
| Common Stock, $0.10 par valueF3 | Sep 3, 2015 | S | 5,500 | $59.13 | D | 552,974 | D | |
| Common Stock, $0.10 par valueF4 | Sep 3, 2015 | S | 6,100 | $59.97 | D | 546,874 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 27, 2015.
- F2The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $58.63 to $59.61, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
- F3The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $58.63 to $59.56, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
- F4The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $59.59 to $60.57, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.