SEC Form 4 · accession 0000014272-15-000205
BRISTOL MYERS SQUIBB CO · BMY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Murdo Gordon
Officer — SVP, Head of Worldwide Markets
Period of report
Jul 1, 2015
Accepted (ET)
Jul 6, 2015 · 7:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000014272
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.10 par value | Jul 1, 2015 | M | 2,335 | $0.00 | A | 2,540 | D | |
| Common Stock, $0.10 par valueF1 | Jul 1, 2015 | F | 1,211 | $67.67 | D | 1,329 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F2 | — | Jul 1, 2015 | M | 2,335 | D | — | Jul 1, 2016 | Common Stock, $0.10 par value | 2,335 | 2,335 | D |
Explanation of responses
- F1Shares withheld for payment of taxes upon vesting of awards.
- F2Each restricted stock unit converts into one share of common stock upon vesting.
- F3Represents vesting of one-third of restricted stock units granted on July 1, 2011. The balance of the award is scheduled to vest on the fifth anniversary of the grant date.