SEC Form 4/A · accession 0000014272-15-000160
BRISTOL MYERS SQUIBB CO · BMY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Charles A Bancroft
Officer — EVP & Chief Financial Officer
Period of report
Mar 10, 2015
Accepted (ET)
Mar 23, 2015 · 5:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000014272
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.10 par valueF1,F2 | Mar 10, 2015 | M | 6,410 | $0.00 | A | 157,360 | D | |
| Common Stock, $0.10 par valueF3,F2 | Mar 10, 2015 | J | 4,065 | $0.00 | A | 161,425 | D | |
| Common Stock, $0.10 par valueF4,F2 | Mar 10, 2015 | F | 4,716 | $65.53 | D | 156,709 | D | |
| Common Stock, $0.10 par valueF5,F2 | Mar 10, 2015 | M | 6,829 | $0.00 | A | 163,538 | D | |
| Common Stock, $0.10 par valueF3,F2 | Mar 10, 2015 | J | 716 | $0.00 | A | 164,254 | D | |
| Common Stock, $0.10 par valueF4,F2 | Mar 10, 2015 | F | 3,397 | $65.53 | D | 160,857 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents vesting of one-quarter of market share units granted on March 10, 2013.
- F2Due to a software error, this Form 4 is being amended to report in Column 5 the correct number of securities beneficially owned following the reported transactions. A Form 4 filed on March 4, 2015 (relating to the distribution of performance shares earned under the 2012-2014 Long-Term Performance Award) and a Form 4 filed on March 10, 2015 incorrectly reported in Column 5 the number of securities beneficially owned following the reported transactions included in each Form 4, and the incorrect amounts in the Form 4 filed on March 10, 2015 were carried over to this Form 4.
- F3Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.
- F4Shares withheld for payment of taxes upon vesting of awards.
- F5Represents vesting of one-quarter of market share units granted on March 10, 2014.