SEC Form 4/A · accession 0000014272-15-000159
BRISTOL MYERS SQUIBB CO · BMY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Lamberto Andreotti
Officer — Chief Executive Officer · Director
Period of report
Mar 10, 2015
Accepted (ET)
Mar 23, 2015 · 5:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000014272
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.10 par valueF1,F2 | Mar 10, 2015 | M | 27,613 | $0.00 | A | 567,392 | D | |
| Common Stock, $0.10 par valueF3,F2 | Mar 10, 2015 | J | 17,512 | $0.00 | A | 584,904 | D | |
| Common Stock, $0.10 par valueF4,F2 | Mar 10, 2015 | F | 25,194 | $65.53 | D | 559,710 | D | |
| Common Stock, $0.10 par valueF5,F2 | Mar 10, 2015 | M | 21,237 | $0.00 | A | 580,947 | D | |
| Common Stock, $0.10 par valueF3,F2 | Mar 10, 2015 | J | 2,228 | $0.00 | A | 583,175 | D | |
| Common Stock, $0.10 par valueF4,F2 | Mar 10, 2015 | F | 13,101 | $65.53 | D | 570,074 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents vesting of one-quarter of market share units granted on March 10, 2013.
- F2Due to a software error, this Form 4 is being amended to report in Column 5 the correct number of securities beneficially owned following the reported transactions. A Form 4 filed on March 10, 2015 incorrectly reported in Column 5 the number of securities beneficially owned following the reported transactions included therein, and the incorrect amounts were carried over to this Form 4.
- F3Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.
- F4Shares withheld for payment of taxes upon vesting of awards.
- F5Represents vesting of one-quarter of market share units granted on March 10, 2014.