SEC Form 4 · accession 0000014272-15-000141

BRISTOL MYERS SQUIBB CO · BMY

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — SVP, Strat Plan & Analysis

Period of report

Mar 10, 2015

Accepted (ET)

Mar 12, 2015 · 6:53 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000014272

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock, $0.10 par value^F1	Mar 10, 2015	M	1,173	$0.00	A	41,723	D
Common Stock, $0.10 par value^F2	Mar 10, 2015	J	744	$0.00	A	42,467	D
Common Stock, $0.10 par value^F3	Mar 10, 2015	F	994	$65.53	D	41,473	D
Common Stock, $0.10 par value^F4	Mar 10, 2015	M	895	$0.00	A	42,368	D
Common Stock, $0.10 par value^F2	Mar 10, 2015	J	94	$0.00	A	42,462	D
Common Stock, $0.10 par value^F3	Mar 10, 2015	F	513	$65.53	D	41,949	D
Common Stock, $0.10 par value^F5	Mar 10, 2015	S	10,343	$65.836	D	31,606	D
Common Stock, $0.10 par value^F6	holding	—	—		—	300	I	By Son #1
Common Stock, $0.10 par value	holding	—	—		—	300	I	By Son #2

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Market Share Units^F7,F1	—	Mar 10, 2015	M	1,173	D	—	Mar 10, 2017	Common Stock, $0.10 par value	1,173	2,346	D
Market Share Units^F7,F4	—	Mar 10, 2015	M	895	D	—	Mar 10, 2018	Common Stock, $0.10 par value	895	2,686	D
Market Share Units^F7,F8	—	Mar 10, 2015	A	3,383	A	—	Mar 10, 2019	Common Stock, $0.10 par value	3,383	3,383	D

F1Represents vesting of one-quarter of market share units granted on March 10, 2013.
F2Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.
F3Shares withheld for payment of taxes upon vesting of awards.
F4Represents vesting of one-quarter of market share units granted on March 10, 2014.
F5The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $65.77 to $65.86, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
F6Shares held in custodial accounts for the benefit of Son #1 under the Uniform Transfer to Minors Act.
F7Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.
F8Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date.