SEC Form 4 · accession 0000014272-15-000122

BRISTOL MYERS SQUIBB CO · BMY

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — SVP Pub Affairs & Inv Relation

Period of report

Mar 6, 2015

Accepted (ET)

Mar 10, 2015 · 4:53 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000014272

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock, $0.10 par value^F1	Mar 6, 2015	M	1,043	$0.00	A	59,141	D
Common Stock, $0.10 par value^F2	Mar 6, 2015	J	971	$0.00	A	60,112	D
Common Stock, $0.10 par value^F3	Mar 6, 2015	F	613	$65.12	D	59,499	D
Common Stock, $0.10 par value	Mar 6, 2015	S	5,339	$66.24	D	54,160	D
Common Stock, $0.10 par value	Mar 6, 2015	S	4,369	$66.25	D	49,791	D
Common Stock, $0.10 par value	Mar 6, 2015	S	760	$66.251	D	49,031	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Market Share Units^F4,F1	—	Mar 6, 2015	M	1,043	D	—	Mar 6, 2016	Common Stock, $0.10 par value	1,043	1,043	D

F1Represents vesting of one-quarter of market share units granted on March 6, 2012.
F2Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.
F3Shares withheld for payment of taxes upon vesting of awards.
F4Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.