SEC Form 4 · accession 0000014272-15-000102
BRISTOL MYERS SQUIBB CO · BMY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ann Powell Judge
Officer — SVP, Human Resources
Period of report
Mar 2, 2015
Accepted (ET)
Mar 4, 2015 · 9:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000014272
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance SharesF2,F1 | — | Mar 2, 2015 | A | 6,379 | A | — | Mar 31, 2016 | Common Stock, $0.10 par value | 6,379 | 10,792 | D |
| Performance SharesF4,F3 | — | Mar 2, 2015 | J | 293 | A | — | Mar 31, 2016 | Common Stock, $0.10 par value | 293 | 11,085 | D |
| Performance SharesF6,F5 | — | Mar 2, 2015 | A | 22,156 | A | — | Mar 10, 2017 | Common Stock, $0.10 par value | 22,156 | 22,156 | D |
Explanation of responses
- F1Each performance share converts into one share of common stock upon distribution in the first quarter of 2016.
- F2Represents performance shares earned under the 2013-2015 Long-Term Performance Award.
- F3Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2016.
- F4Represents dividend equivalents earned under the 2013-2015 Long-Term Performance Award.
- F5Each performance share converts into one share of common stock upon distribution in the first quarter of 2017, subject to a Total Shareholder Return modifier.
- F6Represents performance shares earned under the 2014-2016 Long-Term Performance Award.