SEC Form 4 · accession 0000014272-15-000046
BRISTOL MYERS SQUIBB CO · BMY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James M Cornelius
Director
Period of report
Jan 30, 2015
Accepted (ET)
Feb 3, 2015 · 6:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000014272
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.10 par valueF1 | Jan 30, 2015 | S | 50,000 | $60.5995 | D | 119,464 | D | |
| Common Stock, $0.10 par value | Jan 30, 2015 | G | 40,000 | $0.00 | D | 79,464 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Share UnitsF3,F2 | — | Feb 1, 2015 | A | 2,655 | A | — | — | Common Stock, $0.10 par value | 2,655 | 30,914 | D |
Explanation of responses
- F1The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $60.55 to $60.76, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
- F2Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.
- F3Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.