SEC Form 4 · accession 0001104659-18-019644
Echo Global Logistics, Inc. · ECHO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Douglas R Waggoner
Officer — Chief Executive Officer · Director
Period of report
Mar 20, 2018
Accepted (ET)
Mar 22, 2018 · 7:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001426945
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 20, 2018 | M | 1,802 | $6.94 | A | 310,402 | D | |
| Common Stock | Mar 20, 2018 | S | 1,802 | $28.00 | D | 308,600 | D | |
| Common Stock | Mar 21, 2018 | M | 23,198 | $6.94 | A | 331,798 | D | |
| Common StockF2 | Mar 21, 2018 | S | 23,198 | $28.0359 | D | 308,600 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $6.94 | Mar 20, 2018 | M | 1,802 | D | Dec 31, 2010 | Jun 24, 2019 | Common Stock | 1,802 | 43,198 | D |
| Stock Option (Right to Buy)F3 | $6.94 | Mar 21, 2018 | M | 23,198 | D | Dec 31, 2010 | Jun 24, 2019 | Common Stock | 23,198 | 20,000 | D |
Explanation of responses
- F1The exercises and sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 5, 2014.
- F2The price is the weighted average price for the transactions reported on this line. The range of prices for the transactions reported on this line is between $28.00 and $28.1500 per share. Complete information regarding the number of shares sold at each separate price will be provided upon request by the Commission Staff, the issuer or a security holder of the issuer.
- F3Date at which first vesting occurs is indicated. 11,250 of the shares originally subject to the option became exercisable at the first vesting date, and the remaining 33,750 shares became exercisable in annual installments of 11,250 beginning on December 31, 2011.