SEC Form 4 · accession 0001104659-18-010111
Echo Global Logistics, Inc. · ECHO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Matthew Wagner Ferguson
Director
Period of report
Feb 13, 2018
Accepted (ET)
Feb 15, 2018 · 7:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001426945
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 13, 2018 | S | 2,000 | $29.183 | D | 17,983 | D | |
| Common Stock | Feb 13, 2018 | M | 8,389 | $14.42 | A | 26,372 | D | |
| Common StockF2 | Feb 13, 2018 | S | 8,389 | $29.1832 | D | 17,983 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $14.42 | Feb 13, 2018 | M | 8,389 | D | May 9, 2012 | May 9, 2021 | Common Stock | 8,389 | 0 | D |
Explanation of responses
- F1The price is the weighted average price for the transactions reported on this line. The range of prices for the transactions reported on this line is between $28.95 and $29.40988 per share. Complete information regarding the number of shares sold at each separate price will be provided upon request by the Commission Staff, the issuer or a security holder of the issuer.
- F2The price is the weighted average price for the transactions reported on this line. The range of prices for the transactions reported on this line is between $28.95 and $29.4099 per share. Complete information regarding the number of shares sold at each separate price will be provided upon request by the Commission Staff, the issuer or a security holder of the issuer.
- F3Date at which first vesting occurs is indicated. 2,796 of the shares originally subject to the option became exercisable at the first vesting date, 2,796 shares became exercisable on May 9, 2013 and 2,797 shares became exercisable on May 9, 2014.