SEC Form 5 · accession 0001104659-15-011246
Echo Global Logistics, Inc. · ECHO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bradley A Keywell
Director
Period of report
Dec 31, 2014
Accepted (ET)
Feb 17, 2015 · 4:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001426945
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 31, 2014 | G | 180,000 | $0.00 | D | 640,001 | I | See footnote |
| Common Stock | holding | — | — | — | 8,217 | D | ||
| Common StockF2 | holding | — | — | — | 45,000 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares of common stock reported on this line are held by Frog Ventures, LLC. Frog Ventures, LLC is owned by the Keywell Family Trust (20%) and Kimberly Keywell (80%), the wife of Bradley A. Keywell. This transaction involved a charitable contribution by Frog Ventures, LLC to a charitable foundation. Mr. Keywell disclaims beneficial ownership of the shares held by Frog Ventures, LLC except to the extent of his pecuniary interest therein.
- F2The shares of common stock reported on this line are held by the Keywell Family Trust. Mr. and Mrs. Keywell share voting and investment control with respect to shares held by the Keywell Family Trust. Mr. Keywell disclaims beneficial ownership of the shares held by the Keywell Family Trust except to the extent of his pecuniary interest therein.