SEC Form 4 · accession 0001144204-17-027950
ASSEMBLY BIOSCIENCES, INC. · ASMB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William R Ringo
Director
Period of report
May 12, 2017
Accepted (ET)
May 16, 2017 · 4:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001426800
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 12, 2017 | S | 3,461 | $22.00 | D | 0 | I | By Trust |
| Common Stock | holding | — | — | — | 20,465 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The securities are held by the William R. Ringo Rev. Trust (the "Trust"), and the Reporting Person is the sole trustee of the Trust.