SEC Form 4 · accession 0001144204-16-081432
ASSEMBLY BIOSCIENCES, INC. · ASMB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Derek A Small
Officer — CEO and President · Director
Period of report
Feb 10, 2016
Accepted (ET)
Feb 12, 2016 · 4:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001426800
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.001 par value per shareF1 | Feb 10, 2016 | P | 8,445 | $5.522 | A | 632,836 | D | |
| Common Stock, $0.001 par value per shareF2 | Feb 11, 2016 | P | 1,555 | $5.561 | A | 634,391 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This is the average per share price. Per share purchase prices varied between $5.23 and $5.76.
- F2This is the average per share price. Per share purchase prices varied between $5.52 and $5.61.