SEC Form 4 · accession 0001144204-16-075277
ASSEMBLY BIOSCIENCES, INC. · ASMB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard James Colonno
Officer — Chief Science Officer
Period of report
Jan 11, 2016
Accepted (ET)
Jan 12, 2016 · 3:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001426800
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $7.03 | Jan 11, 2016 | A | 200,000 | A | — | Jan 11, 2026 | Common Stock | 200,000 | 200,000 | D |
Explanation of responses
- F1These options vest in four (4) equal annual installments from the date of hire (the "Commencement Date"), over a period of four (4) years, such that the options shall be fullyvested on the four-year anniversary of the Commencement Date.