SEC Form 4 · accession 0001144204-15-071978
ASSEMBLY BIOSCIENCES, INC. · ASMB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alan Lewis
Director
Period of report
Dec 18, 2015
Accepted (ET)
Dec 21, 2015 · 4:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001426800
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $7.88 | Dec 18, 2015 | A | 30,000 | A | — | Dec 18, 2025 | Common Stock | 30,000 | 30,000 | D |
Explanation of responses
- F1These options vest in three equal annual installments from the date of grant (the "Effective Date"), over a period of three (3) years, such that the options shall be fully vested on the three-year anniversary of the Effective Date.