SEC Form 4/A · accession 0001144204-15-022825
ASSEMBLY BIOSCIENCES, INC. · ASMB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Anthony E Altig
Director
Period of report
Jul 10, 2014
Accepted (ET)
Apr 15, 2015 · 8:15 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001426800
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 8,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F1,F2 | $7.20 | Jul 10, 2014 | A | 64,000 | A | — | Jul 10, 2024 | Common Stock | 64,000 | 64,000 | D |
Explanation of responses
- F1Adjusted to reflect the 1-for-5 reverse stock split that occurred on July 11, 2014.
- F2The options vest 1/3 on 7/11/2014, and the remaining 2/3 will vest in equal installments on the first and second anniversaries after 7/11/2014.
Remarks
Table II - Option expiration date corrected.