SEC Form 4 · accession 0001140361-18-018797
ASSEMBLY BIOSCIENCES, INC. · ASMB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
EcoR1 Capital Fund Qualified, L.P.
10% Owner
Period of report
Apr 13, 2018
Accepted (ET)
Apr 17, 2018 · 4:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001426800
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Call Options | $60.00 | Apr 13, 2018 | P | 967 | A | Apr 13, 2018 | Nov 16, 2018 | Common Stock | 96,700 | 967 | D |