SEC Form 4 · accession 0001144204-15-057825
SMG Industries Inc. · SMGI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mary Paetzold
Officer — Chief Financial Officer
Period of report
Oct 1, 2015
Accepted (ET)
Oct 2, 2015 · 10:35 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001426506
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF1 | $1.81 | Oct 1, 2015 | A | 5,000 | A | Oct 1, 2015 | Sep 30, 2020 | Common Stock | 5,000 | 5,000 | D |
Explanation of responses
- F1None. Options reported were granted to the reporting person by the issuer's compensation committee and board of directors pursuant to the issuer's compensation policy.