SEC Form 4 · accession 0001515971-15-000362
TALON REAL ESTATE HOLDING CORP. · TALR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Matthew G Kaminski
Officer — CEO · Director · 10% Owner
Period of report
Jul 24, 2015
Accepted (ET)
Oct 14, 2015 · 4:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001426011
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F3 | Jul 24, 2015 | G | 845,000 | $0.00 | D | 6,155,000 | I | By Spouse |
| Common StockF1,F3 | Jul 24, 2015 | S | 100,000 | $1.00 | D | 6,055,000 | I | By Spouse |
| Common StockF1,F3 | Jul 24, 2015 | S | 480,000 | $1.25 | D | 5,575,000 | I | By Spouse |
| Common StockF1,F3 | Sep 28, 2015 | S | 100,000 | $1.25 | D | 5,475,000 | I | By Spouse |
| Common StockF1,F3 | Sep 28, 2015 | G | 200,000 | $0.00 | D | 5,275,000 | I | By Spouse |
| Common StockF2 | holding | — | — | — | 209,190 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| UnitsF4 | — | holding | — | — | — | — | — | Common Stock | — | 1 | D |
Explanation of responses
- F1Details for transactions by First Tracks, LLC which is wholly owned by the reporting person's spouse are reported on Form 4 filed contemporaneously herewith.
- F2These shares are held in the MG Kaminski Revocable Trust for the benefit of the reporting person's spouse. The reporting person and his spouse serve as trustees of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
- F3These shares are held by First Tracks, LLC which is wholly owned by the reporting person's spouse. The reporting person may be deemed to have shared voting and investment power over the shares held by First Tracks, LLC. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
- F4Redeemable 12 months following date of acquisition. The reporting person received 1 unit of limited partnership interest ("units") of Talon OP, L.P., of which the issuer is the general partner in June 2013. Units are redeemable for a cash amount per unit equal to the value of one share of our common stock or, at the election of the issuer, an equal amount of such shares. Units have no expiration date.