SEC Form 3 · accession 0001179110-16-019145
Real Goods Solar, Inc. · RGSE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas Mannik
Officer — Principal Accounting Officer
Period of report
Feb 3, 2016
Accepted (ET)
Feb 12, 2016 · 6:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001425565
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | holding | — | — | — | 1,900 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee stock option (right to buy)F1 | $2.38 | holding | — | — | — | — | Jun 30, 2020 | Class A Common Stock | 3,750 | — | D |
Explanation of responses
- F1The option vests in 5% quarterly installments on the last day of each calendar quarter, beginning on June 30, 2015 and ending on June 30, 2020, when the option becomes fully vested.
Remarks
Exhibit List: Exhibit 24 Power of Attorney