SEC Form 4 · accession 0001179110-15-002744
Real Goods Solar, Inc. · RGSE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Lee Scott
Director
Period of report
Feb 12, 2015
Accepted (ET)
Feb 17, 2015 · 9:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001425565
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Feb 12, 2015 | A | 76,389 | $0.36 | A | 118,276 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee stock option (right to buy)F2 | $0.36 | Feb 12, 2015 | A | 50,000 | A | — | Feb 12, 2022 | Class A Common Stock | 50,000 | 50,000 | D |
Explanation of responses
- F1Issued in lieu of cash consideration for director services rendered.
- F2The option vests in 8.33% quarterly installments on the first day of each calendar quarter, beginning on April 1, 2015 and ending on April 1, 2018, when the option becomes fully vested.
Remarks
Exhibit List: Exhibit 24 Power of Attorney