SEC Form 4 · accession 0001144204-19-013123
Real Goods Solar, Inc. · RGSE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ian A Bowles
Director
Period of report
Jun 21, 2018
Accepted (ET)
Mar 8, 2019 · 7:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001425565
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock OptionF1 | $1.08 | Jun 21, 2018 | A | 45,000 | A | — | Jun 21, 2025 | Class A Common Stock | 45,000 | 45,008 | D |
| Employee Stock OptionF2 | $0.32 | Oct 15, 2018 | A | 5,000 | A | — | Oct 15, 2025 | Class A Common Stock | 5,000 | 50,008 | D |
Explanation of responses
- F18.3% of the options vest in quarterly installments on the last day of each calendar quarter, beginning on June 30, 2018 and ending on March 31, 2021 when the options become fully vested.
- F28.3% of the options vest in quarterly installments on the last day of each calendar quarter, beginning on December 31, 2018 and ending on September 30, 2021 when the options become fully vested.