SEC Form 4 · accession 0001144204-18-064614
Real Goods Solar, Inc. · RGSE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dennis J Lacey
Officer — CEO · Director
Period of report
Dec 14, 2018
Accepted (ET)
Dec 14, 2018 · 2:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001425565
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Dec 14, 2018 | P | 100,000 | $0.57 | A | 155,000 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.5538 to $0.5884, inclusive. The reporting person undertakes to provide Real Goods Solar, Inc., any securities holder of Real Goods Solar, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in Footnote (1) to this Form 4.
- F2By Inside Limited Partnership, a limited partnership of which each of the reporting person and his wife is both a general and limited partner.