SEC Form 4/A · accession 0001144204-18-059248
Real Goods Solar, Inc. · RGSE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Dennis J Lacey
Officer — CEO · Director
Period of report
Nov 9, 2018
Accepted (ET)
Nov 13, 2018 · 1:57 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001425565
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Nov 9, 2018 | P | 50,000 | $0.37 | A | 170,000 | D | |
| Class A Common Stock | Nov 9, 2018 | P | 45,000 | $0.37 | A | 45,000 | I | By wife |
| Class A Common StockF1 | Nov 9, 2018 | P | 55,000 | $0.37 | A | 55,000 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1By Inside Limited Partnership, a limited partnership of which each of the reporting person and his wife is both a general and limited partner.