SEC Form 4 · accession 0001144204-18-054021
Real Goods Solar, Inc. · RGSE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dennis J Lacey
Officer — CEO · Director
Period of report
Oct 15, 2018
Accepted (ET)
Oct 16, 2018 · 3:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001425565
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock OptionF1 | $0.32 | Oct 15, 2018 | A | 20,000 | A | — | Oct 15, 2025 | Class A Common Stock | 20,000 | 210,070 | D |
Explanation of responses
- F18.3% of the options vest in quarterly installments on the last day of each calendar quarter, beginning on December 31, 2018 and ending on September 30, 2021 when the options becomes fully vested.