SEC Form 4 · accession 0001425450-18-000108
ORTHOPEDIATRICS CORP · KIDS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin Unger
Director
Period of report
Sep 13, 2018
Accepted (ET)
Sep 14, 2018 · 2:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001425450
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 13, 2018 | M | 196 | $30.97 | A | 2,400 | D | |
| Common StockF1 | Sep 13, 2018 | S | 1,000 | $33.22 | D | 1,400 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $30.97 | Sep 13, 2018 | M | 196 | D | — | Sep 10, 2023 | Common Stock | 196 | 474 | D |
Explanation of responses
- F1Includes restricted stock awards totaling 1,400 shares subject to vesting requirements.
- F2The stock option is fully vested and immediately exercisable.