SEC Form 4 · accession 0001425450-18-000106
ORTHOPEDIATRICS CORP · KIDS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel J Gerritzen
Officer — General Counsel and Secretary
Period of report
Sep 5, 2018
Accepted (ET)
Sep 6, 2018 · 3:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001425450
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 5, 2018 | M | 7,247 | $27.61 | A | 30,465 | D | |
| Common Stock | Sep 5, 2018 | M | 2,278 | $30.97 | A | 32,743 | D | |
| Common Stock | Sep 5, 2018 | S | 7,247 | $33.73 | D | 25,496 | D | |
| Common Stock | Sep 5, 2018 | S | 2,278 | $33.72 | D | 23,218 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $27.61 | Sep 5, 2018 | M | 7,247 | D | — | Jan 19, 2019 | Common Stock | 7,247 | 0 | D |
| Stock Option (Right to Buy)F1 | $30.97 | Sep 5, 2018 | M | 2,278 | D | — | Jul 23, 2020 | Common Stock | 2,278 | 0 | D |
Explanation of responses
- F1The stock option is fully vested and immediately exercisable.