SEC Form 4 · accession 0001425450-18-000092
ORTHOPEDIATRICS CORP · KIDS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Harold Ruf
Director
Period of report
Jun 20, 2018
Accepted (ET)
Jun 22, 2018 · 5:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001425450
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jun 20, 2018 | A | 1,400 | $0.00 | A | 1,400 | I | See Footnote |
| Common StockF3 | holding | — | — | — | 11,500 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes restricted stock awards totaling 1,400 shares.
- F2These shares are held by Ruf and Associates LLC ("Ruf"). As the President of Ruf, the reporting person is deemed to be the beneficial owner of these shares. The reporting person expressly disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein. The inclusion of these shares in this report shall not be deemed to be an admission of beneficial ownership for purposes of Section 16 or for any other purpose.
- F3Held as tenants-in-common with the reporting person's son.