SEC Form 4 · accession 0001425450-18-000037
ORTHOPEDIATRICS CORP · KIDS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David R Pelizzon
Director
Period of report
Mar 12, 2018
Accepted (ET)
Mar 13, 2018 · 5:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001425450
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 12, 2018 | P | 1,000 | $17.50 | A | 11,000 | D | |
| Common StockF2 | holding | — | — | — | 5,378,441 | I | See footnote | |
| Common StockF3,F2 | holding | — | — | — | 1,206 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares that were purchased by Mr. Pelizzon in the open market.
- F2These shares are held by Squadron Capital LLC ("Squadron"). As the President and a member of the Managing Committee of Squadron, the reporting person may be deemed to be the beneficial owner of these shares. The reporting person expressly disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein. The inclusion of these shares in this report shall not be deemed to be an admission of beneficial ownership for purposes of Section 16 or for any other purpose.
- F3These are restricted shares held by Squadron, subject to vesting.