SEC Form 4 · accession 0001144204-17-052683
ORTHOPEDIATRICS CORP · KIDS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory A Odle
Officer — Executive Vice President
Period of report
Oct 16, 2017
Accepted (ET)
Oct 16, 2017 · 6:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001425450
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 16, 2017 | A | 11,725 | $0.00 | A | 110,613 | D | |
| Common StockF2 | Oct 16, 2017 | F | 14,773 | $13.00 | D | 95,840 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares of restricted stock granted pursuant to the Issuer's 2017 Incentive Award Plan. These shares will vest in full on the six month anniversary of the grant date (subject to the reporting person's continued service through such date); provided, however, that these shares will vest in full if the reporting person's employment is terminated by reason of death or disability or without "cause," or if the reporting person terminates his employment for "good reason" (each as defined in the reporting person's employment agreement).
- F2Represents shares delivered to the Issuer to satisfy tax withholdings in connection with the lapse of restrictions on 32.117 shares of restricted common stock.