SEC Form 4 · accession 0001654954-26-006530
SUI Group Holdings Ltd. · SUIG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Howard P Liszt
Director
Period of report
Jul 6, 2026
Accepted (ET)
Jul 7, 2026 · 8:28 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001425355
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrant for common stockF1,F2 | $5.42 | Jul 6, 2026 | A | 33,211 | A | — | Jul 6, 2031 | Common stock | 33,211 | 33,211 | D |
| Warrant for common stockF1,F2 | $5.962 | Jul 6, 2026 | A | 16,605 | A | — | Jan 6, 2031 | Common stock | 16,605 | 16,605 | D |
| Warrant for common stockF1,F2 | $6.504 | Jul 6, 2026 | A | 16,605 | A | — | Jan 6, 2031 | Common stock | 16,605 | 16,605 | D |
| Warrant for common stockF1,F2 | $7.046 | Jul 6, 2026 | A | 16,605 | A | — | Jan 6, 2031 | Common stock | 16,605 | 16,605 | D |
Explanation of responses
- F1Represents a one-time equity grant as part of the Reporting Person's non-management director compensation, effective July 6, 2026.
- F2The warrants vest as follows: 25% of each tranche of the warrants become exercisable on January 6, 2027, 25% of each tranche of the warrants will become exercisable on July 6, 2027, 25% of each tranche of the warrants will become exercisable on January 6, 2028, and 25% of each tranche of the warrants will become exercisable on July 6, 2028.