SEC Form 4 · accession 0001179110-17-014687
SUI Group Holdings Ltd. · SUIG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Douglas Michael Polinsky
Officer — Chairman and CEO · Director
Period of report
Nov 27, 2017
Accepted (ET)
Nov 29, 2017 · 1:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001425355
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 27, 2017 | P | 16,000 | $0.70 | A | 203,364 | D | |
| Common StockF1 | holding | — | — | — | 69,411 | I | By Great North Capital Corp. | |
| Common StockF2 | holding | — | — | — | 12,728 | I | By Minor children | |
| Common StockF3 | holding | — | — | — | 290,055 | I | By Lantern Advisers LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1A Minnesota corporation, of which the Reporting Person is founder and Chief Executive Officer.
- F2The Reporting Person has no pecuniary interest in these shares and disclaims beneficial ownership.
- F3A limited liability company, of which the Reporting Person is a member and a manager.