SEC Form 4 · accession 0001179110-17-009173
SUI Group Holdings Ltd. · SUIG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph Anthony Geraci II
Officer — Chief Financial Officer · Director
Period of report
Jun 9, 2017
Accepted (ET)
Jun 16, 2017 · 9:59 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001425355
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jun 9, 2017 | P | 3,000 | $0.7083 | A | 334,750 | D | |
| Common StockF3 | Jun 14, 2017 | P | 5,000 | $0.74 | A | 339,750 | D | |
| Common Stock | holding | — | — | — | 17,273 | I | By Spouse | |
| Common StockF1 | holding | — | — | — | 290,055 | I | By Lantern Advisers LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1A limited liability company, of which the Reporting Person is a member and a manager.
- F2The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.685 to $0.72, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth.
- F3The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.70 to $0.75, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth.