SEC Form 4 · accession 0001179110-16-032997
SUI Group Holdings Ltd. · SUIG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph Anthony Geraci II
Officer — Chief Financial Officer · Director
Period of report
Dec 13, 2016
Accepted (ET)
Dec 15, 2016 · 3:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001425355
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 13, 2016 | P | 1,449 | $0.75 | A | 321,751 | D | |
| Common Stock | Dec 13, 2016 | P | 10,000 | $0.45 | A | 331,751 | D | |
| Common Stock | holding | — | — | — | 17,273 | I | By Spouse | |
| Common StockF1 | holding | — | — | — | 290,055 | I | By Lantern Advisers LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1A limited liability company, of which the Reporting Person is a member and a manager.