SEC Form 4 · accession 0001144204-18-030071
SUI Group Holdings Ltd. · SUIG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph Anthony Geraci II
Officer — Chief Financial Officer · Director · 10% Owner
Period of report
May 17, 2018
Accepted (ET)
May 21, 2018 · 4:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001425355
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 17, 2018 | P | 30,000 | $0.55 | A | 351,750 | D | |
| Common Stock | May 17, 2018 | P | 5,500 | $0.65 | A | 356,250 | D | |
| Common Stock | May 17, 2018 | P | 4,500 | $0.69 | A | 386,250 | D | |
| Common Stock | holding | — | — | — | 17,273 | I | By spouse | |
| Common StockF1 | holding | — | — | — | 290,055 | I | By Lantern Advisers LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1A Minnesota limited liability company of which the reporting person is a member and manager.