SEC Form 4 · accession 0001425292-17-000071
CVR PARTNERS, LP · UAN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark A Pytosh
Officer — CEO and President · Director
Period of report
Dec 16, 2017
Accepted (ET)
Dec 19, 2017 · 6:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001425292
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common UnitsF1 | Dec 16, 2017 | M | 38,675 | $3.50 | A | 114,607 | D | |
| Common UnitsF1 | Dec 16, 2017 | D | 38,675 | $3.50 | D | 75,932 | D | |
| Common UnitsF2 | Dec 18, 2017 | M | 26,684 | $3.50 | A | 102,616 | D | |
| Common UnitsF2 | Dec 18, 2017 | D | 26,684 | $3.50 | D | 75,932 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom UnitsF1 | — | Dec 16, 2017 | M | 38,675 | D | Dec 16, 2017 | Dec 16, 2017 | Common Units | 38,675 | 77,348 | D |
| Phantom UnitsF2 | — | Dec 18, 2017 | M | 26,684 | D | Dec 18, 2017 | Dec 18, 2017 | Common Units | 26,684 | 26,683 | D |
Explanation of responses
- F1This transaction represents the cash settlement of vested Phantom Units awarded on December 31, 2016.
- F2This transaction represents the cash settlement of vested Phantom Units awarded on December 18, 2015.