SEC Form 4 · accession 0001425292-16-000167
CVR PARTNERS, LP · UAN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William L White
Officer — EVP, Marketing & Operations
Period of report
Dec 26, 2016
Accepted (ET)
Dec 28, 2016 · 4:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001425292
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common UnitsF1 | Dec 26, 2016 | M | 9,793 | $5.80 | A | 14,171 | D | |
| Common UnitsF1 | Dec 26, 2016 | D | 9,793 | $5.80 | D | 4,378 | D | |
| Common UnitsF2 | Dec 27, 2016 | M | 5,081 | $5.38 | A | 9,459 | D | |
| Common UnitsF2 | Dec 26, 2016 | D | 5,081 | $5.38 | D | 4,378 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom UnitsF1 | — | Dec 26, 2016 | M | 9,793 | D | Dec 26, 2016 | Dec 26, 2016 | Common Units | 9,793 | 9,793 | D |
| Phantom UnitsF2 | — | Dec 27, 2016 | M | 5,081 | D | Dec 27, 2016 | Dec 27, 2016 | Common Units | 5,081 | 0 | D |
Explanation of responses
- F1This transaction represents the cash settlement of vested Phantom Units awarded on December 26, 2014.
- F2This transaction represents the cash settlement of vested Phantom Units awarded on December 27, 2013.