SEC Form 4 · accession 0001425292-15-000075
CVR PARTNERS, LP · UAN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William L White
Officer — EVP, Marketing & Operations
Period of report
Dec 26, 2015
Accepted (ET)
Dec 29, 2015 · 4:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001425292
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common UnitsF1 | Dec 26, 2015 | M | 9,794 | $7.55 | A | 11,983 | D | |
| Common UnitsF1 | Dec 26, 2015 | D | 9,794 | $7.55 | D | 2,189 | D | |
| Common UnitsF2 | Dec 27, 2015 | M | 5,081 | $8.17 | A | 7,270 | D | |
| Common UnitsF2 | Dec 27, 2015 | D | 5,081 | $8.17 | D | 2,189 | D | |
| Common UnitsF3 | Dec 28, 2015 | M | 3,261 | — | A | 5,450 | D | |
| Common Units | Dec 28, 2015 | F | 1,072 | $0.00 | D | 4,378 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom UnitsF1 | — | Dec 26, 2015 | M | 9,794 | D | Dec 26, 2015 | Dec 26, 2015 | Common Units | 9,794 | 19,586 | D |
| Phantom UnitsF2 | — | Dec 27, 2015 | M | 5,081 | D | Dec 27, 2015 | Dec 27, 2015 | Common Units | 5,081 | 5,081 | D |
| Phantom UnitsF3 | — | Dec 28, 2015 | M | 3,261 | D | Dec 28, 2015 | Dec 28, 2015 | Common Units | 3,261 | 0 | D |
Explanation of responses
- F1This transaction represents the cash settlement of vested Phantom Units awarded on December 26, 2014.
- F2This transaction represents the cash settlement of vested Phantom Units awarded on December 27, 2013.
- F3Each Phantom Unit reported herein represents the economic equivalent of one Common Unit of CVR Partners, LP. This transaction represents the settlement of vested Phantom Units in Common Units of CVR Partners, LP.