SEC Form 4 · accession 0001013762-16-001339

Workhorse Group Inc. · WKHS

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

10% Owner

Period of report

Dec 4, 2015

Accepted (ET)

Feb 24, 2016 · 3:10 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001425287

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
COMMON STOCK, $0.001 PAR VALUE PER SHARE	Feb 21, 2016	X	25,000	$100,000.00	A	2,552,513	D
COMMON STOCK, $0.001 PAR VALUE PER SHARE	Jan 7, 2016	P	981	$6,641.00	A	2,527,513	D
COMMON STOCK, $0.001 PAR VALUE PER SHARE	Dec 4, 2015	P	91,624	$320,684.00	A	2,526,532	D
COMMON STOCK, $0.001 PAR VALUE PER SHARE	Nov 9, 2015	P	142,857	$500,000.00	A	2,434,908	D
COMMON STOCK, $0.001 PAR VALUE PER SHARE	holding	—	—		—	31,000	I	N/A

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
COMMON STOCK PURCHASE WARRANT	$5.28	Dec 4, 2015	P	91,624	A	Dec 4, 2015	Dec 4, 2020	COMMON STOCK, PAR VALUE $0.001	91,624	91,624	D
COMMON STOCK PURCHASE WARRANT	$5.28	Nov 9, 2015	P	142,857	A	Nov 9, 2015	Nov 9, 2020	COMMON STOCK, PAR VALUE $0.001	142,857	142,857	D
COMMON STOCK PURCHASE WARRANT	$1.40	holding	—	—	—	Dec 8, 2014	Dec 7, 2017	COMMON STOCK, PAR VALUE $0.001	71,429	71,429	D
COMMON STOCK PURCHASE WARRANT	$1.50	holding	—	—	—	Mar 27, 2014	Mar 27, 2017	COMMON STOCK, PAR VALUE $0.001	375,000	375,000	D
COMMON STOCK PURCHASE WARRANT	$4.00	holding	—	—	—	Mar 13, 2013	Mar 13, 2016	COMMON STOCK, PAR VALUE $0.001	125,000	125,000	D