SEC Form 3 · accession 0001013762-15-000968
Workhorse Group Inc. · WKHS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Martin Rucidlo
Officer — President
Period of report
Mar 15, 2013
Accepted (ET)
Oct 2, 2015 · 4:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001425287
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.001 | holding | — | — | — | 1,199,182 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $0.175 | holding | — | — | — | Aug 13, 2015 | Aug 11, 2020 | Common Stock, Par Value $0.001 | 100,000 | — | D |
| Stock Options | $0.14 | holding | — | — | — | Dec 19, 2014 | Dec 18, 2019 | Common Stock, Par Value $0.001 | — | — | D |
| Stock Options | $0.29 | holding | — | — | — | Mar 15, 2013 | Mar 14, 2018 | Common Stock, Par Value $0.001 | — | — | D |
| Stock Options | $0.11 | holding | — | — | — | Dec 4, 2012 | Dec 4, 2015 | Common Stock, Par Value $0.001 | — | — | D |
| Stock Options | $0.21 | holding | — | — | — | Aug 24, 2012 | Aug 24, 2017 | Common Stock, Par Value $0.001 | — | — | D |