SEC Form 4 · accession 0001013762-15-000966
Workhorse Group Inc. · WKHS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Raymond Joseph Chess
Director
Period of report
Apr 15, 2013
Accepted (ET)
Oct 1, 2015 · 7:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001425287
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $0.25 | Apr 15, 2013 | P | — | A | Apr 15, 2013 | Apr 15, 2018 | Common Stock | — | — | D |
| Stock Options | $0.01 | Jul 1, 2014 | P | — | A | Jul 1, 2014 | Jul 1, 2019 | Common Stock | — | — | D |
| Stock Options | $0.14 | Dec 19, 2014 | P | — | A | Dec 19, 2014 | Dec 19, 2019 | Common Stock | — | — | D |
| Stock Options | $0.175 | Aug 13, 2015 | P | — | A | Aug 13, 2015 | Aug 11, 2020 | Common Stock | — | — | D |
| Stock Options | $0.26 | holding | — | — | — | Oct 24, 2013 | Oct 24, 2018 | Common Stock | — | — | D |
Explanation of responses
- F1Mr. Chess was granted the stock option for service as a director to the company. 25,000 of the options vested on December 19, 2014 and 25,000 shall vest every six (6) months thereafter.