SEC Form 4 · accession 0001013762-15-000950
Workhorse Group Inc. · WKHS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen S. Burns
Officer — CEO · Director
Period of report
Jul 1, 2014
Accepted (ET)
Sep 25, 2015 · 6:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001425287
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK $0.001 PAR VALUE | holding | — | — | — | 500,000 | I | Deborah Sue Burns | |
| COMMON STOCK $0.001 PAR VALUE | holding | — | — | — | 7,673,367 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| STOCK OPTIONS | $1.75 | Aug 3, 2015 | P | 500,000 | A | Aug 3, 2015 | Aug 3, 2020 | COMMON STOCK | 500,000 | 500,000 | D |
| STOCK OPTIONS | $0.14 | Dec 19, 2014 | P | 500,000 | A | Dec 19, 2014 | Dec 18, 2019 | COMMON STOCK | 500,000 | 500,000 | D |
| STOCK OPTIONS | $0.01 | Jul 1, 2014 | P | 2,814,397 | A | Jul 1, 2014 | Jun 30, 2019 | COMMON STOCK | 2,814,397 | 2,814,397 | D |
| STOCK OPTIONS | $0.11 | Dec 4, 2012 | P | 300,000 | A | Dec 4, 2010 | Dec 4, 2015 | COMMON STOCK | — | — | D |
| COMMON STOCK PURCHASE WARRANT | $0.15 | holding | — | — | — | May 23, 2014 | May 23, 2017 | COMMON STOCK | 543,500 | 543,500 | D |
| STOCK OPTIONS | $0.29 | holding | — | — | — | Mar 15, 2013 | May 25, 2018 | COMMON STOCK | 400,000 | 400,000 | D |
| STOCK OPTIONS | $0.60 | holding | — | — | — | May 25, 2011 | May 25, 2016 | COMMON STOCK | 500,000 | 500,000 | D |
| COMMON STOCK PURCHASE WARRANT | $2.00 | holding | — | — | — | May 25, 2011 | May 24, 2016 | COMMON STOCK | 500,000 | 500,000 | D |
| COMMON STOCK PURCHASE WARRANT | $2.00 | holding | — | — | — | Dec 8, 2010 | Dec 7, 2015 | COMMON STOCK | 300,000 | 300,000 | D |
| STOCK OPTIONS | $0.72 | holding | — | — | — | Dec 8, 2010 | Dec 8, 2020 | COMMON STOCK | — | — | D |